Latest Updates Around The World
In a move aimed at strengthening investor protection and increasing transparency in digital communications, the Securities and Exchange Board of India (Sebi) has directed all regulated entities and their agents to prominently display their registered names and registration numbers on social media platforms.The circular, issued on February 26, 2026, requires intermediaries registered under Section 12 […]
Capital markets regulator Sebi announced a revision to its framework for dealing with technical issues in stock brokers’ electronic trading systems, a move aimed at improving ease of compliance and reducing regulatory burden, especially for smaller brokers.In a press release, the market regulator said it had revised the existing technical issue framework following public consultation […]
Capital markets regulator Securities and Exchange Board of India (Sebi) on Thursday allowed stock brokers to undertake activities within the regulatory framework of other financial regulators, a move aimed at improving the ease of doing business. The decision is part of Sebi’s revamped regulations for stockbrokers announced on Thursday and marks a comprehensive overhaul of […]
Markets regulator Securities and Exchange Board of India (Sebi) has streamlined the penalty framework for stockbrokers, scrapping 40 violations and reclassifying fines for 105 violations as ‘financial disincentives’. The revised framework now provides for sanctions for 90 violations. The decision to reclassify 105 violations as “financial barriers” is intended to remove the stigma associated with […]
