Explained: Sebi relaxes duplicate securities norms, increases limit and simplifies documentation. 5 things to know

The Securities and Exchange Board of India (Sebi) on Wednesday doubled the monetary threshold for the simplified documentation process for issuance of duplicate securities to Rs 10 lakh from Rs 5 lakh.Sebi’s move follows a consultation paper issued by the market watchdog in November to ease investor compliance and remove inconsistencies. The regulator said the […]

Sebi relaxes educational qualification criteria for investment advisors and research analysts

Markets regulator Sebi has relaxed educational qualification criteria for investment advisors (IAs) and research analysts (RAs), allowing graduates from any discipline to register.However, passing the NISM certification exam remains mandatory to ensure domain knowledge and professional preparedness, Sebi said in two separate notifications on Tuesday. Currently, applicants must have a graduate or postgraduate degree in […]

Sebi is planning a concise IPO document to engage investors

Mumbai: The Securities and Exchange Board of India (Sebi) has proposed introducing a separate summary offer document containing summary information about the issuing company, along with streamlining the process for pre-IPO pledged shares. “The voluminous nature of the offer document may deter retail investors from reviewing such documents, which may lead to lack of involvement […]

Sebi proposes relaxations in pre-IPO lock-in rules

India’s market regulator on Thursday proposed relaxing lock-in requirements for existing shareholders in public matters, excluding large shareholders or promoters who have the ability to influence corporate decisions.The current pre-IPO lock-in process is “cumbersome,” Tuhin Kanta Pandey, chairman of the Securities and Exchange Board of India, told Reuters on Wednesday. If shares have been pledged […]

Conflict of interest: Top panel finds rules for Sebi officials inadequate and suggests public disclosure of assets

A high-level committee set up by Sebi has found that the capital markets regulator’s current conflict of interest rules are inadequate, inconsistent and lack legal backing. It recommended a new legally enforceable framework to strengthen accountability and public trust.The committee, which was set up in March 2025 to review Sebi’s internal ethics and disclosure systems, […]

Sebi reduces weightings in Bank Nifty and tightens index rules to broaden representation

Markets regulator Securities and Exchange Board of India (SEBI) has imposed a cap on the weightings of top constituents in non-benchmark indices such as Bank Nifty, with an aim to reduce concentration risk and ensure broader market representation. Under the revised framework, the weight of the top stocks should not exceed 20%, while the combined […]

Lenskart IPO a ‘subscribe and flip’ play, avoid metals; Sebi’s proposal to revise MF fees will not hurt AMCs or brokers: Dipan Mehta

According to Dipan Mehta, director of Elixir Equities, the Securities and Exchange Board of India’s (SEBI) proposal to revise mutual fund fee rules to reduce costs for investors is unlikely to have a material impact on mutual funds or brokers. Speaking to ET Now, Mehta said the changes appear “marginal” and are mainly aimed at […]