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Tag: rules for investment funds

SEBI board approves renewal of broker and MF rules; postpones the conflict of interest code
Personal Finance

SEBI board approves renewal of broker and MF rules; postpones the conflict of interest code

Tuhin Kanta Pandey, Chairman, Securities and Exchange Board of India | Photo credit: FRANCIS MASCARENHAS The Securities and Exchange Board of India (SEBI) on Wednesday approved a review of regulations for stock brokers and mutual funds, while deferring a decision on the proposed conflict of interest framework for the regulator’s board members, citing privacy and […]

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Sebi will discuss regulations on mutual funds and stockbrokers at its December board meeting
Stock Market

Sebi will discuss regulations on mutual funds and stockbrokers at its December board meeting

Markets regulator Securities and Exchange Board of India (Sebi) is planning a comprehensive overhaul of both the mutual fund rules and the Stock Brokers Regulation, 1992 at its board meeting in December, according to sources aware of the development.The regulator is considering a proposal to reduce the number of rules for both mutual funds and […]

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Sebi in advanced stages of comprehensive review of stockbroker regulations: Tuhin Kanta Pandey
Stock Market

Sebi in advanced stages of comprehensive review of stockbroker regulations: Tuhin Kanta Pandey

Markets regulator Securities and Exchange Board of India (Sebi) is at an advanced stage of a comprehensive review of stockbroker regulations, while preparatory work for the Settlement and LODR regulations has begun and public consultations will follow, chairman Tuhin Kanta Pander said at a CII event on Monday.Rules for stock brokers were 30 years ago […]

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